Regulatory Complaints Disclosure

Regulatory Complaints Disclosure

Regulatory Complaints Disclosure

Data for the month ending – January 31, 2022

Sr. No Received from Pending at the end of last month Received Resolved* Total Pending # Pending complaints > 3months Average Resolution time^ (in days)
0 Directly from Investors 0 0 0 0 0 0
0 SEBI (SCORES) 0 0 0 0 0 Resolution is in process
0 Other Sources (if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Sr. No Month Carried forward from previous month Received Resolved* Pending#
0 April, 2021 0 0 0 0
0 May, 2021 0 0 0 0
0 June, 2021 0 0 0 0
0 July, 2021 0 0 0 0
0 August, 2021 0 0 0 0
0 September, 2021 0 0 0 0
0 October, 2021 0 0 0 0
0 November, 2021 0 0 0 0
0 December, 2021 0 0 0 0
Grand Total 0 0 0
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

Sr. No Year Carried forward from previous year Received Resolved* Pending #
0 2018-19 0 0 0 0
0 2019-20 0 0 0 0
0 2020-21 0 0 0 0
0 2021-22 0 0 0 0
Grand Total 0 0 0 0
*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.
You can submit your grievance/complaints with us at nitin.sawant@nswealth.in
Any complaints received by us will be handled as per the process mentioned in our Grievance Redressal Policy and the same would be handled by a dedicated Customer Service Team and Grievance Officer.
Investment advisory – Number of complaints – Jul, 2022
At the begining of the month Received during the month Resolved during the month Pending at the end of the month Reasons for pendency
0 0 0 0 N/A